Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2023)
- CF2 Non Executive Director (3 Jun 2013 to 8 Dec 2019)
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- CF1 Director (2 Aug 2013 to 20 Nov 2014)
- CF3 Chief Executive (2 Aug 2013 to 20 Nov 2014)
- CF2 Non Executive Director (19 Apr 2012 to 2 Aug 2013)
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- CF29 Significant management (16 Dec 2010 to 30 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 2 Jun 2008)
- Responsible for Insurance Mediation (1 Apr 2005 to 5 Mar 2007)
- CF1 Director (21 Mar 2005 to 5 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.