Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxford University Endowment Management Limited (no longer approved here)

    FRN 479702

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2023)
    • CF2 Non Executive Director (3 Jun 2013 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF1 Director (2 Aug 2013 to 20 Nov 2014)
    • CF3 Chief Executive (2 Aug 2013 to 20 Nov 2014)
    • CF2 Non Executive Director (19 Apr 2012 to 2 Aug 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (16 Dec 2010 to 30 Jan 2012)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • Responsible for Insurance Mediation (1 Apr 2005 to 5 Mar 2007)
    • CF1 Director (21 Mar 2005 to 5 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.