Oxford University Endowment Management Limited

• Principal Place of Business

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865632900

  Web

  https://www.ouem.co.uk

• Complaints Contact

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865614978

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Martin Ruddock

  IRN PMR01043

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jan 2026)
  • CF2 Non Executive Director (1 Sep 2014 to 8 Dec 2019)
• Quintin Rupert Salter Price

  IRN QRP01000

  • SMF9 Chair of the Governing Body (since 1 Jan 2026)
  • Director of firm who is not a certification employee or a SMF manager (since 12 Jun 2025)
• Rachel Scott

  IRN RXN01433

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jun 2025)
  • CF11 Money Laundering Reporting (14 Nov 2017 to 27 Jun 2019)
• Richard Oldfield

  IRN RSO00001

  • CF2 Non Executive Director (21 Dec 2011 to 5 Jan 2015)
  • CF1 Director (8 May 2008 to 21 Dec 2011)
• Robert Godfrey

  IRN RXG01906

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
  • CF30 Customer (19 Jul 2016 to 8 Dec 2019)
• Samuel Andrew Banks

  IRN SXB01210

  • Director of firm who is not a certification employee or a SMF manager (since 12 May 2023)
• Sandra Robertson

  IRN SXR01671

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (8 May 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 May 2008 to 13 Jun 2011)
  • CF1 Director (8 May 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 May 2008 to 7 Nov 2017)
  • CF3 Chief Executive (8 May 2008 to 8 Dec 2019)
• Simon Boddie

  IRN SXB00854

  • Director of firm who is not a certification employee or a SMF manager (since 17 Feb 2022)
• Simon Edward Cowell

  IRN SEC01100

  • CF30 Customer (1 Dec 2012 to 31 Dec 2016)
• Timothy James Livett

  IRN TXL00244

  • Director of firm who is not a certification employee or a SMF manager (since 27 Oct 2023)

No changes recorded yet.