Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (8 May 2008 to 8 Dec 2019)
    • CF30 Customer (8 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2008 to 13 Jun 2011)
    • CF11 Money Laundering Reporting (8 May 2008 to 7 Nov 2017)
    • CF3 Chief Executive (8 May 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.