Alta Advisers Limited

• Principal Place of Business

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Complaints Contact

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Abraham Carel Fourie

  IRN ACF01071

  • CF30 Customer (1 Nov 2007 to 11 Jun 2008)
  • CF27 Investment Management (9 Jan 2007 to 31 Oct 2007)
• Akhil Vipin Mody

  IRN AVM01033

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
• Alan Jay Leibowitz

  IRN AJL01298

  • CF2 Non Executive Director (20 May 2015 to 8 Dec 2019)
• Aleks Petkovic

  IRN AXP01811

  • CF30 Customer (1 Sep 2008 to 28 Nov 2008)
• Alexander Young

  IRN AXY01229

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 May 2015 to 8 Dec 2019)
• Alexandra Goodway

  IRN AXA02833

  • CF30 Customer (6 Jan 2014 to 27 Oct 2017)
• Allan Chapman

  IRN AXC00272

  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
• Ana Grahovac

  IRN AXG02844

  • [FCA CF] Client dealing (27 Apr 2020 to 31 Jul 2021)
• Ashley Ajoke Danesi

  IRN AXD00084

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2023)
  • SMF16 Compliance Oversight (since 17 Feb 2023)
• Benjamin Marlow

  IRN BXM00290

  • [FCA CF] Client dealing (13 Jan 2022 to 29 Feb 2024)

No changes recorded yet.