Alta Advisers Limited

• Principal Place of Business

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Complaints Contact

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Bob Lutgen

  IRN BXL01220

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (9 Sep 2008 to 8 Dec 2019)
• Caroline Hultman

  IRN CXH01997

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
  • CF30 Customer (15 Apr 2019 to 8 Dec 2019)
• Charles Kenneth Peter O'Ferrall

  IRN CKO01001

  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2007)
• Christopher Fountain

  IRN CJF01160

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
• Christopher Julian Sheridan

  IRN CJS01196

  • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2003)
• David George Alfred Sisam

  IRN DGS01124

  • CF10 Compliance Oversight (7 Jan 2008 to 30 Jun 2008)
  • CF11 Money Laundering Reporting (7 Jan 2008 to 30 Jun 2008)
• David Stuart Barley

  IRN DSB01116

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 May 2015 to 8 Dec 2019)
  • CF3 Chief Executive (19 May 2015 to 19 May 2015)
  • CF30 Customer (12 Sep 2008 to 8 Dec 2019)
• David Waijers

  IRN DXW00799

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Erik Magnus Louis Fehn

  IRN EMF01020

  • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
  • CF27 Investment Management (12 Aug 2003 to 31 Oct 2007)
• Frank Gregory Milani

  IRN FGM01021

  • CF30 Customer (22 Mar 2010 to 31 Jul 2015)

No changes recorded yet.