Alta Advisers Limited

• Principal Place of Business

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Complaints Contact

  Alta Advisers Ltd

  Elsley House 24-30

  Great Titchfield Street

  London

  Westminster

  W1W 8BF

  UNITED KINGDOM

  Phone

  +442075905010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• George Hill

  IRN GXH01740

  • [FCA CF] Material risk taker (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 May 2015 to 8 Dec 2019)
• Georgina Lois Hunt

  IRN GLH01054

  • CF30 Customer (1 Apr 2010 to 4 Jul 2013)
• Henry Miles Thorogood

  IRN HMT01034

  • CF30 Customer (20 Nov 2012 to 30 Jun 2017)
• Inés Sofia Ocampo

  IRN IXO00035

  • [FCA CF] Client dealing (22 May 2023 to 31 Mar 2025)
• Jacob Anthony Thomas O'Hear

  IRN JAO01070

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2023)
  • CF30 Customer (1 Sep 2008 to 17 Aug 2012)
• James Martin Cox

  IRN JMC01125

  • CF30 Customer (1 Nov 2007 to 23 Nov 2011)
  • CF27 Investment Management (21 Aug 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
• Jamie Robert Johnson

  IRN JRJ01020

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
• Kairu Chen

  IRN KXC00089

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2022)
• Karl Ludwig Adam

  IRN KLA01019

  • CF30 Customer (8 Dec 2008 to 9 Nov 2012)
• Kojah Jarrett

  IRN KAJ01051

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Sep 2015 to 8 Dec 2019)

No changes recorded yet.