Christopher Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cerno Capital Partners LLP

    FRN 465408

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 12 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 15 Nov 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 21 Aug 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Aug 2020)
    • CF30 Customer (12 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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