Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • SMF3 Executive Director (since 1 Jul 2023)
    • [FCA CF] Significant management (since 30 Dec 2020)
    • CF30 Customer (1 Jan 2008 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (21 Feb 2006 to 5 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.