Adrian Philip Swales

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mobius Life Limited (no longer approved here)
FRN 189098
- SMF1 Chief Executive (10 Dec 2018 to 26 Oct 2022)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (5 Feb 2013 to 6 Mar 2016)
- CF30 Customer (1 Jun 2012 to 9 Dec 2018)
- CF1 Director (1 Jun 2012 to 6 Mar 2016)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF1 Director (13 May 2009 to 30 Nov 2010)
- CF30 Customer (1 May 2009 to 31 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.