Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capricorn Capital Partners UK Limited
FRN 748414
- SMF3 Executive Director (since 29 May 2024)
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- [FCA CF] Significant management (10 Dec 2018 to 31 May 2022)
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- [FCA CF] Significant management (10 Dec 2018 to 31 May 2022)
- CF30 Customer (17 May 2018 to 9 Dec 2018)
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- SIMF2 Chief Finance Function (7 Mar 2016 to 1 Feb 2017)
- CF1 Director (29 Feb 2016 to 6 Mar 2016)
- CF11 Money Laundering Reporting (28 Sep 2010 to 28 Apr 2011)
- CF10 Compliance Oversight (28 Sep 2010 to 28 Apr 2011)
- CF28 Systems and controls (1 Nov 2007 to 28 Apr 2011)
- CF13 Finance (6 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.