Capricorn Capital Partners UK Limited

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FRN: 748414
Date authorised: 3 October 2016
Companies House: 09615026
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Second Floor, Malta House,

36-38 Piccadilly,

London

W1J 0DP

UNITED KINGDOM

Phone

+442073174427

Web

http://www.capricorncapital.com
Complaints Contact

Second Floor, Malta House

36-38 Piccadilly

London

W1J 0DP

UNITED KINGDOM

Phone

+442073174427

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Leiv Uria
IRN AXU00082
- CF30 Customer (since 15 Jan 2026)
Alasdair John Cameron Cleghorn
IRN AJC01219
- CF30 Customer (9 Nov 2016 to 3 Jan 2020)
Andrew Robert Graham Newton
IRN AGN01018
- SMF3 Executive Director (since 29 May 2024)
Antimo Franco Giovanni Osato
IRN AXO00121
- CF30 Customer (since 15 Jul 2021)
Benjamin Michael Nichols
IRN BXN00111
- CF30 Customer (since 21 Oct 2025)
- CF1 Director (AR) (since 21 Oct 2025)
Geoffrey Hugh Ernest Snelgar
IRN GHS01037
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (3 Oct 2016 to 8 Dec 2019)
Gwilym Gwyther Thomas
IRN GGT01015
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
- CF30 Customer (12 Mar 2018 to 8 Dec 2019)
Henry Newall
IRN HXN00091
- CF30 Customer (since 12 May 2023)
Ioto Iotov
IRN IXI00023
- [FCA CF] Client dealing (18 Aug 2023 to 2 Jan 2025)
James Alexander Travers
IRN JXT00825
- CF30 Customer (since 21 Oct 2025)
- CF1 Director (AR) (since 21 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

RAW Capital Partners UK Limited
FRN 1043256 · Appointed 21 Oct 2025
Westbrooke Alternative Asset Management UK Limited
FRN 792259 · Appointed 24 Oct 2017
Capricorn Real Assets Limited (no longer appointed)
FRN 729602 · Appointed 2 Nov 2016 · Until 13 Feb 2020
CR Assets Limited (no longer appointed)
FRN 583107 · Appointed 2 Nov 2016 · Until 31 Aug 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.