Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Oct 2016 to 8 Dec 2019)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF2 Non Executive Director (19 Jun 2015 to 24 Oct 2016)
    • CF1 Director (28 Feb 2012 to 1 Apr 2015)
    • CF30 Customer (28 Feb 2012 to 1 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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