This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Capricorn Real Assets Limited

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FRN: 729602
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor,Malta House

36-38 Piccadilly

London

W1J 0DP

UNITED KINGDOM

Phone

+4402039156220

Web

http://www.capricornsa.com/Advisory

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alasdair John Cameron Cleghorn
IRN AJC01219
- Employed By (9 Nov 2016 to 3 Jan 2020)
Livia Baratta
IRN LXB01987
- Employed By (9 Feb 2018 to 10 Aug 2018)
Niels Christian Holst
IRN NCH01035
- Employed By (5 Nov 2016 to 3 Jan 2020)
Nikolaos Delitsikas
IRN NXD01500
- Employed By (28 Jun 2017 to 3 Jan 2020)
Pierre Martignoli
IRN PXM01375
- Employed By (12 Nov 2016 to 3 Jan 2020)
Pratibha Jain
IRN PXJ01392
- Employed By (9 Nov 2016 to 12 Jun 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.