Pratibha Jain

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capricorn Real Assets Limited (no longer approved here)
FRN 729602
- Employed By (9 Nov 2016 to 12 Jun 2017)
Capricorn Capital Partners UK Limited (no longer approved here)
FRN 748414
- CF30 Customer (9 Nov 2016 to 12 Jun 2017)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF30 Customer (20 Jan 2016 to 4 Nov 2016)
CR Assets Limited (no longer approved here)
FRN 583107
- Employed By (19 Sep 2014 to 4 Feb 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.