Date authorised
1 April 2013
Companies House
03104978
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Copthall Avenue
    LONDON
    EC2R 7DA
    UNITED KINGDOM
    Phone
    +442078473300
  • Complaints Contact

    2 Copthall Avenue
    LONDON
    EC2R 7DA
    UNITED KINGDOM
    Phone
    +442078473300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Trebilcock

    IRN CXT01451

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 9 Dec 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (28 Nov 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (14 Aug 2013 to 4 Nov 2016)
    • CF11 Money Laundering Reporting (14 Aug 2013 to 4 Nov 2016)
    • CF29 Significant management (9 May 2013 to 21 Jan 2014)
  • Craig James Turnbull

    IRN CJT01124

    • SMF20 Chief Actuary (since 28 May 2025)
  • David Andrew De Bruin

    IRN DAD01087

    • CF8 Apportionment and Oversight (19 Nov 2009 to 12 Nov 2010)
    • CF28 Systems and controls (19 Nov 2009 to 14 Jun 2010)
    • CF3 Chief Executive (12 Oct 2009 to 12 Nov 2010)
    • CF1 Director (12 Oct 2009 to 12 Nov 2010)
  • David John Keeler

    IRN DJK00004

    • CF12 Actuarial (19 Dec 2007 to 25 Mar 2010)
  • Deon Marius Viljoen

    IRN DMV01028

    • CF1 Director (21 Jan 2010 to 21 Jan 2014)
  • Derrick Msibi

    IRN DXM02288

    • CF1 Director (11 Mar 2011 to 9 Nov 2011)
  • Edward Christian Kieswetter

    IRN ECK01017

    • CF1 Director (2 Feb 2010 to 21 Jan 2014)
  • Garry Mark Appleton

    IRN GMA00003

    • CF28 Systems and controls (30 Jun 2010 to 18 May 2012)
    • CF14 Risk Assessment (19 Apr 2004 to 7 Sep 2005)
    • CF1 Director (1 Jan 2004 to 7 Sep 2005)
    • CF11 Money Laundering Reporting (14 Mar 2003 to 14 Nov 2005)
    • CF10 Compliance Oversight (28 Jan 2003 to 14 Nov 2005)
  • Gary Stuart Smith

    IRN GSS01031

    • CF1 Director (1 Dec 2001 to 5 Sep 2002)
  • George Anthony O'Dwyer

    IRN GAO01021

    • CF13 Finance (7 Dec 2004 to 12 May 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.