Finli (G&P) Ltd

Date authorised
1 April 2013
Companies House
02232959
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trinity House
    Thurston Road
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960
    Web
    https://www.finli.co.uk

  • Complaints Contact

    Trinity House
    Thurston Road
    Northallerton Business Park
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling in connection with Investment advice and advice on buy to let mortgages
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Anthony Morris

    IRN PAM00021

    • Responsible for Insurance Distribution (20 Apr 2020 to 30 Jun 2023)
    • Responsibility for MCD Intermediation (20 Apr 2020 to 23 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2025)
    • CF1 Director (19 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2014 to 31 Oct 2017)
    • Responsible for Insurance Mediation (1 Feb 2014 to 23 Sep 2015)
    • CF10 Compliance Oversight (5 Jul 2006 to 7 Nov 2016)
    • CF11 Money Laundering Reporting (5 Jul 2006 to 17 Jun 2009)
    • CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (28 Jun 2005 to 31 Mar 2009)
    • CF3 Chief Executive (28 Jun 2005 to 23 Sep 2015)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 27 Jan 2006)
  • Philip Harrison

    IRN PXH00197

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2023)
  • Rachael Hall

    IRN RXH01600

    • CF30 Customer (17 Jul 2015 to 31 May 2017)
  • Reece Douglas

    IRN RXD00451

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 5 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
  • Richard Edwin Rutherford

    IRN RER00002

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (1 Nov 2007 to 19 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Rimal Patel

    IRN RXP01557

    • CF30 Customer (6 Feb 2017 to 9 Jun 2017)
  • Robert Anthony Rackliffe

    IRN RAR00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2021)
    • CF1 Director (AR) (16 Jul 2018 to 6 Sep 2020)
    • CF30 Customer (16 Jul 2018 to 1 Sep 2021)
  • Robert George Brear

    IRN RGB00033

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 13 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
  • Robert Nicholas Barwell

    IRN RNB00013

    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
  • Robert Shirley

    IRN RXS03271

    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 28 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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