Philip Anthony Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • Responsible for Insurance Distribution (20 Apr 2020 to 30 Jun 2023)
    • Responsibility for MCD Intermediation (20 Apr 2020 to 23 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2025)
    • CF1 Director (19 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2014 to 31 Oct 2017)
    • Responsible for Insurance Mediation (1 Feb 2014 to 23 Sep 2015)
    • CF10 Compliance Oversight (5 Jul 2006 to 7 Nov 2016)
    • CF11 Money Laundering Reporting (5 Jul 2006 to 17 Jun 2009)
    • CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
    • CF3 Chief Executive (28 Jun 2005 to 23 Sep 2015)
    • CF8 Apportionment and Oversight (28 Jun 2005 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 27 Jan 2006)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • Responsible for Insurance Distribution (20 Apr 2020 to 30 Jun 2023)
    • Responsibility for MCD Intermediation (20 Apr 2020 to 22 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2025)
    • CF1 Director (19 Dec 2018 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • Responsible for Insurance Distribution (20 Apr 2020 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (11 Apr 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (8 Mar 2007 to 9 May 2011)
  • The Northallerton Practice Ltd (no longer approved here)

    FRN 461818

    • Employed By (8 Mar 2007 to 9 May 2011)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF21 Investment Adviser (25 May 2005 to 7 Jun 2005)
    • CF22 Investment Adviser (Trainee) (6 Jan 2005 to 25 May 2005)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (30 Apr 2003 to 9 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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