Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 5 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • (15)Employed By (since 27 Aug 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Sep 2024 to 4 Dec 2025)
    • CF30 Customer (27 Aug 2024 to 4 Dec 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (24 Nov 2023 to 23 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (15)Employed By at Finli (IPWM) Limited