Richard Edwin Rutherford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (1 Nov 2007 to 19 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (29 Dec 2006 to 29 Dec 2006)
  • The Northallerton Practice Ltd (no longer approved here)

    FRN 461818

    • Employed By (29 Dec 2006 to 29 Dec 2006)
  • Gledhills of Northallerton (no longer approved here)

    FRN 155834

    • Employed By (23 Mar 1999 to 13 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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