Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2023)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2023)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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