Rachael Hall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Jul 2024)
    • CF30 Customer (since 6 Nov 2023)
    • CF1 Director (AR) (since 6 Nov 2023)
    • [FCA CF] Functions requiring qualifications (17 Aug 2023 to 31 Jul 2024)
    • [FCA CF] Client dealing (17 Aug 2023 to 31 Jul 2024)
  • Seven Stars Private Wealth Limited

    FRN 1004978

    • (1)Employed By (since 6 Nov 2023)
  • Tarran & Co. Financial Planning Ltd (no longer approved here)

    FRN 767888

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2022 to 16 Mar 2023)
    • SMF3 Executive Director (1 Apr 2022 to 16 Mar 2023)
    • [FCA CF] Functions requiring qualifications (22 Nov 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (22 Nov 2021 to 31 Aug 2023)
    • CF30 Customer (1 Jun 2017 to 22 Dec 2017)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2021)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • CF30 Customer (22 Dec 2017 to 31 Oct 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF30 Customer (17 Jul 2015 to 31 May 2017)
  • Gallagher & Tarran Limited (no longer approved here)

    FRN 617134

    • Employed By (17 Jul 2015 to 31 May 2017)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (28 Sep 2012 to 22 Jul 2015)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (5 Aug 2008 to 31 Aug 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Jan 2008 to 1 Aug 2008)
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