Tarran & Co. Financial Planning Ltd

Date authorised
1 June 2017
Companies House
08906539
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tarran & Co Financial Planning Ltd
    27 Woodland Road
    Darlington
    DL3 7BJ
    UNITED KINGDOM
    Phone
    +4401325528222
    Web
    https://www.tarranandco.co.uk

  • Complaints Contact

    Tarran & Co Financial Planning Ltd
    27 Woodland Road
    Darlington
    DL3 7BJ
    UNITED KINGDOM
    Phone
    +4401325528222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Tarran

    IRN CXT00091

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2023)
    • Responsible for Insurance Distribution (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2022 to 8 Nov 2022)
    • Responsibility for MCD Intermediation (25 Mar 2022 to 18 Aug 2025)
    • CF10 Compliance Oversight (1 Jun 2017 to 8 Dec 2019)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • Eamonn Gallagher

    IRN EXG00010

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2021)
    • CF11 Money Laundering Reporting (1 Jun 2017 to 8 Dec 2019)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2017 to 30 Sep 2018)
  • Rachael Hall

    IRN RXH01600

    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2022 to 16 Mar 2023)
    • SMF3 Executive Director (1 Apr 2022 to 16 Mar 2023)
    • [FCA CF] Functions requiring qualifications (22 Nov 2021 to 31 Aug 2023)
    • [FCA CF] Client dealing (22 Nov 2021 to 31 Aug 2023)
    • CF30 Customer (1 Jun 2017 to 22 Dec 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.