Christine Tarran

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tarran & Co. Financial Planning Ltd

    FRN 767888

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2023)
    • Responsible for Insurance Distribution (since 25 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2022 to 8 Nov 2022)
    • Responsibility for MCD Intermediation (25 Mar 2022 to 18 Aug 2025)
    • CF10 Compliance Oversight (1 Jun 2017 to 8 Dec 2019)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF1 Director (AR) (15 Dec 2014 to 31 May 2017)
    • CF30 Customer (18 Mar 2014 to 31 May 2017)
  • Gallagher & Tarran Limited (no longer approved here)

    FRN 617134

    • Employed By (20 Mar 2014 to 31 May 2017)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (25 Oct 2010 to 21 Jul 2011)
  • Harrison Brown Financial Services (no longer approved here)

    FRN 195332

    • (5)Employed By (30 Jun 2005 to 30 Oct 2005)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 May 2002)

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