Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (13 Oct 2022 to 16 May 2024)
    • [FCA CF] Client dealing (13 Oct 2022 to 16 May 2024)
  • Tarran & Co. Financial Planning Ltd (no longer approved here)

    FRN 767888

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2021)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2017 to 30 Sep 2018)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • CF1 Director (AR) (15 Dec 2014 to 31 May 2017)
    • CF30 Customer (18 Mar 2014 to 31 May 2017)
  • Gallagher & Tarran Limited (no longer approved here)

    FRN 617134

    • Employed By (20 Mar 2014 to 31 May 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Sep 2006 to 20 Oct 2006)
  • Rapport Financial Strategists Limited (no longer approved here)

    FRN 197346

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.