Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (13 Oct 2022 to 16 May 2024)
- [FCA CF] Client dealing (13 Oct 2022 to 16 May 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2021)
- CF1 Director (1 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2017 to 8 Dec 2019)
- CF30 Customer (1 Jun 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jun 2017 to 30 Sep 2018)
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- CF1 Director (AR) (15 Dec 2014 to 31 May 2017)
- CF30 Customer (18 Mar 2014 to 31 May 2017)
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- Employed By (20 Mar 2014 to 31 May 2017)
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- CF30 Customer (1 Nov 2007 to 5 Apr 2012)
- CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Sep 2006 to 20 Oct 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.