Finli (G&P) Ltd

Date authorised
1 April 2013
Companies House
02232959
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trinity House
    Thurston Road
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960
    Web
    https://www.finli.co.uk

  • Complaints Contact

    Trinity House
    Thurston Road
    Northallerton Business Park
    Northallerton
    North Yorkshire
    DL6 2NA
    UNITED KINGDOM
    Phone
    +441609760960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling in connection with Investment advice and advice on buy to let mortgages
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Stephen Neufeld

    IRN RSN00004

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Jun 2022)
    • [FCA CF] Material risk taker (9 Feb 2022 to 30 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 30 Jun 2022)
    • CF30 Customer (28 May 2020 to 30 Jun 2022)
  • Robert William Hudson

    IRN RWH00060

    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 31 Oct 2003)
  • Robin Michael Joyner

    IRN RMJ01021

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Material risk taker (1 Mar 2023 to 1 May 2025)
  • Ronak Rajendra Paw

    IRN RRP01029

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • Russell Leigh

    IRN RXL00228

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (6 Dec 2021 to 9 Apr 2024)
    • CF30 Customer (4 Dec 2021 to 19 May 2025)
  • Ruth Jean Lippiatt

    IRN RXL00137

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Jan 2024)
  • Sandra Dawn Sanderson

    IRN SDS00027

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Sheriden Lee Davy

    IRN SLD01028

    • SMF3 Executive Director (27 May 2020 to 9 May 2022)
    • SMF16 Compliance Oversight (27 May 2020 to 9 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 9 May 2022)
  • Simon Christopher Davis

    IRN SCD01088

    • CF30 Customer (1 Apr 2013 to 15 Mar 2016)
  • Stephen Connor

    IRN SXC02308

    • CF30 Customer (16 Aug 2018 to 15 Nov 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.