Robert Stephen Neufeld

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 30 Mar 2023)
  • Silverwood Financial Solutions Ltd

    FRN 985768

    • (1)Employed By (since 28 Feb 2026)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 10 Feb 2023)
    • [FCA CF] Client dealing (5 Jul 2022 to 10 Feb 2023)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 30 Jun 2022)
    • [FCA CF] Material risk taker (9 Feb 2022 to 30 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 30 Jun 2022)
    • CF30 Customer (28 May 2020 to 30 Jun 2022)
  • Finli (GPC) Ltd (no longer approved here)

    FRN 811525

    • Employed By (28 May 2020 to 30 Jun 2022)
  • Courtney Havers LLP (no longer approved here)

    FRN 463179

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • CF30 Customer (9 Feb 2015 to 4 Dec 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (25 Aug 2011 to 11 May 2015)
  • Bragagnini Associates Financial Solutions Ltd (no longer approved here)

    FRN 515509

    • Employed By (25 Aug 2011 to 11 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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