Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 Jan 2009)
- CF1 Director (AR) (18 Jun 2004 to 19 Jan 2009)
- CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jan 2004 to 26 Apr 2004)
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- (2)Employed By (14 Jan 2004 to 26 Apr 2004)
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- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.