Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Just Financial Group Ltd (no longer approved here)

    FRN 739938

    • [FCA CF] Functions requiring qualifications (7 May 2025 to 26 Sep 2025)
    • [FCA CF] Client dealing (7 May 2025 to 26 Sep 2025)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.