Sheriden Lee Davy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED

    FRN 671601

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2025)
    • SMF16 Compliance Oversight (since 19 Dec 2025)
  • Timeline Portfolios Ltd (no longer approved here)

    FRN 840807

    • [FCA CF] Material risk taker (2 Jan 2025 to 15 Jul 2025)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • SMF16 Compliance Oversight (21 Jun 2024 to 5 Sep 2024)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • SMF16 Compliance Oversight (27 May 2020 to 9 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 9 May 2022)
    • SMF3 Executive Director (27 May 2020 to 9 May 2022)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 9 May 2022)
    • SMF3 Executive Director (27 May 2020 to 9 May 2022)
    • SMF16 Compliance Oversight (27 May 2020 to 9 May 2022)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2020 to 9 May 2022)
    • SMF3 Executive Director (27 May 2020 to 9 May 2022)
    • SMF16 Compliance Oversight (27 May 2020 to 9 May 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF11 Money Laundering Reporting (15 Jun 2017 to 18 Dec 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF11 Money Laundering Reporting (15 Jun 2017 to 18 Dec 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF11 Money Laundering Reporting (15 Jun 2017 to 18 Dec 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF11 Money Laundering Reporting (15 Jun 2017 to 18 Dec 2017)
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Recent activity

Updates to this individual's record on the FCA register.

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