SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED

• Principal Place of Business

  One Temple Quay

  Temple Back East

  Bristol

  BS1 6DZ

  UNITED KINGDOM

  Phone

  +4401174635100

  Web

  https://www.soderbergpartners-fp.co.uk

• Complaints Contact

  One Temple Quay

  Temple Back East

  Bristol

  BS1 6DZ

  UNITED KINGDOM

  Phone

  +4401174635100

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Michael Payne

  IRN BXP00338

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
  • CF30 Customer (since 25 Mar 2026)
• Christopher Leslie Binns

  IRN CLB00032

  • [FCA CF] Client dealing (22 Aug 2023 to 4 Apr 2025)
  • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 4 Apr 2025)
• Colm Murphy

  IRN CXM00949

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
  • CF30 Customer (since 25 Mar 2026)
• Duncan Louis James McKillop

  IRN DLM00011

  • Responsible for Insurance Distribution (since 13 Jan 2026)
  • SMF1 Chief Executive (since 9 Dec 2025)
  • SMF3 Executive Director (since 9 Dec 2025)
• Elliot Kuppusamy

  IRN EXK00082

  • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 19 Dec 2025)
  • [FCA CF] Client dealing (22 Aug 2023 to 19 Dec 2025)
• Hannah Amy Forster

  IRN HXF00140

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
  • CF30 Customer (since 25 Mar 2026)
• James McPartland

  IRN JXM03143

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
  • CF30 Customer (since 25 Mar 2026)
  • CF4 Partner (AR) (since 25 Mar 2026)
• Karl Magnus Wikner

  IRN KXW00489

  • Director of firm who is not a certification employee or a SMF manager (since 19 Dec 2025)
• Nicholas Marshall

  IRN NXM01700

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
  • CF30 Customer (since 25 Mar 2026)
  • CF4 Partner (AR) (since 25 Mar 2026)
• Paul Andrew Robinson

  IRN PAR00042

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2023 to 19 Dec 2025)
  • SMF3 Executive Director (15 Sep 2023 to 19 Dec 2025)
  • Responsible for Insurance Distribution (15 Sep 2023 to 19 Dec 2025)
  • SMF16 Compliance Oversight (15 Sep 2023 to 19 Dec 2025)
  • [FCA CF] Client dealing (22 Aug 2023 to 5 Jan 2026)
  • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 5 Jan 2026)

• Porta Partners LLP

  FRN 1028944 · Appointed 6 Apr 2026

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