Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moneyweb Limited
FRN 189146
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (18 Apr 2013 to 30 Sep 2018)
- CF10 Compliance Oversight (18 Apr 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Apr 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Jul 2005 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF16 Compliance Oversight (15 Sep 2023 to 19 Dec 2025)
- Responsible for Insurance Distribution (15 Sep 2023 to 19 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2023 to 19 Dec 2025)
- SMF3 Executive Director (15 Sep 2023 to 19 Dec 2025)
- [FCA CF] Functions requiring qualifications (22 Aug 2023 to 5 Jan 2026)
- [FCA CF] Client dealing (22 Aug 2023 to 5 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.