Nicholas Marshall

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED

    FRN 671601

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
    • CF4 Partner (AR) (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
  • Porta Partners LLP

    FRN 1028944

    • Employed By (since 2 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Nov 2024)
    • CF4 Partner (AR) (25 Feb 2014 to 27 Aug 2024)
    • CF30 Customer (25 Feb 2014 to 4 Nov 2024)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (21 Feb 2013 to 8 Jan 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (25 Jan 2013 to 8 Jan 2014)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (25 Jan 2013 to 4 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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