Christopher Leslie Binns

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chris Binns Wealth Management Limited

    FRN 679171

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2022)
    • CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2015 to 30 Sep 2018)
  • SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 671601

    • [FCA CF] Client dealing (22 Aug 2023 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 4 Apr 2025)
  • Moneyweb Limited (no longer approved here)

    FRN 189146

    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 4 Apr 2025)
    • [FCA CF] Client dealing (1 Sep 2022 to 4 Apr 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (19 Sep 2014 to 16 Oct 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 12 Sep 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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