Date authorised
2 September 2019
Companies House
11557205
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4402039988300
  • Complaints Contact

    70 Gracechurch Street
    London
    EC3V 0HR
    UNITED KINGDOM
    Phone
    +4407769673946

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abraham Olajide Okusanya

    IRN AOO00014

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Adam Seale

    IRN AXS02499

    • SMF9 Chair of the Governing Body (since 31 Jul 2025)
  • Alexandra Jean Crowther

    IRN AXC00852

    • [FCA CF] Client dealing (since 25 Sep 2024)
  • Christopher Tom Newbould

    IRN NXC01724

    • [FCA CF] Material risk taker (since 2 Jan 2025)
  • Colin Richard Preston

    IRN CRP01032

    • SMF3 Executive Director (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 2 Jan 2025)
  • Daniel Rawlinson

    IRN DXR00294

    • 14. Managing investments
    • [FCA CF] Client dealing (since 10 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2021)
  • Edward Anthony Carey

    IRN EAC01095

    • [FCA CF] Material risk taker (since 2 Jan 2025)
  • Emmanuel Asare

    IRN EXA00094

    • [FCA CF] Client dealing (since 10 Sep 2021)
    • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 24 Sep 2024)
  • Fergus Alexander O'Kane

    IRN FXO14557

    • CF30 Customer (2 Sep 2019 to 27 Sep 2019)
  • Ignacio Julian Gutierrez

    IRN IXG00155

    • [FCA CF] Material risk taker (since 2 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.