Financial Goal Attainment Limited

• Principal Place of Business

  8 Mulgrave Road

  Harrow

  Brent

  HA1 3UF

  UNITED KINGDOM

  Phone

  +441959563882

  Web

  https://financialgoalattainment.uk

• Complaints Contact

  8 Mulgrave Road

  Harrow

  Brent

  HA1 3UF

  UNITED KINGDOM

  Phone

  +4401959563882

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amit Nakum

  IRN AXN01223

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 21 Aug 2024)
  • Responsibility for MCD Intermediation (since 13 Jan 2024)
  • Responsible for Insurance Distribution (since 13 Jan 2024)
  • SMF16 Compliance Oversight (since 13 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 12 Feb 2024)
• Becky Marie Payne

  IRN BMK01031

  • [FCA CF] Client dealing (7 Dec 2020 to 6 Dec 2024)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 6 Dec 2024)
• Bhavik Patel

  IRN BXP01396

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2024)
  • SMF3 Executive Director (since 13 Jun 2023)
• Donald Hooper

  IRN DXH00032

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Mar 2022)
• Gary James Barnes

  IRN GJB00038

  • Responsible for Insurance Distribution (8 Mar 2021 to 7 Dec 2023)
  • Responsibility for MCD Intermediation (8 Mar 2021 to 7 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2021 to 7 Dec 2023)
  • SMF16 Compliance Oversight (8 Mar 2021 to 7 Dec 2023)
  • [FCA CF] Client dealing (7 Dec 2020 to 6 Dec 2024)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 6 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2024)
  • CF1 Director (31 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (11 Sep 2015 to 8 Dec 2019)
• Gavin Homme Josephs

  IRN GXJ00042

  • [FCA CF] Client dealing (7 Dec 2020 to 16 Apr 2021)
  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 16 Apr 2021)
• Guy Nicholas Wray Fisher

  IRN GNF00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
• Hussain Bhaiji

  IRN HXB01404

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 25 Sep 2025)
  • [FCA CF] Client dealing (since 25 Sep 2025)
• Jayan Patel

  IRN JXP81960

  • [FCA CF] Functions requiring qualifications (21 Dec 2023 to 6 Jun 2025)
• Jeremy Ken Marsh

  IRN JKM00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (29 Mar 2021 to 7 Dec 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Sep 2020)
  • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2024)
  • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
  • CF1 Director (1 Dec 2014 to 8 Dec 2019)

No changes recorded yet.