Gary James Barnes

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • F3 Wealth Management Limited

    FRN 705758

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 18 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
  • BLUE SKY FINANCIAL GROUP LIMITED

    FRN 827075

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 18 Dec 2024)
  • Financial Goal Attainment Limited (no longer approved here)

    FRN 627917

    • SMF16 Compliance Oversight (8 Mar 2021 to 7 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2021 to 7 Dec 2023)
    • Responsibility for MCD Intermediation (8 Mar 2021 to 7 Dec 2023)
    • Responsible for Insurance Distribution (8 Mar 2021 to 7 Dec 2023)
    • [FCA CF] Client dealing (7 Dec 2020 to 6 Dec 2024)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 6 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Feb 2024)
    • CF1 Director (31 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2015 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 25 Jul 2013)
    • CF4 Partner (AR) (1 Jun 2005 to 25 Jul 2013)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.