F3 Wealth Management Limited

• Principal Place of Business

  F3 Wealth

  106 Beckenham Road

  Beckenham

  Bromley

  BR3 4RH

  UNITED KINGDOM

  Phone

  +4402036171353

  Web

  https://www.f3wealth.com

• Complaints Contact

  F3 Wealth

  Administration Centre

  106 Beckenham Road

  Bromley

  Kent

  BR3 4RH

  UNITED KINGDOM

  Phone

  +4402036171353

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Becky Marie Payne

  IRN BMK01031

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
  • [FCA CF] Client dealing (since 20 Dec 2024)
• Gary James Barnes

  IRN GJB00038

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Jonathan Andrew Kelley

  IRN JAK01147

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
  • [FCA CF] Client dealing (since 21 Aug 2024)
• Mark Flannery

  IRN MXF16325

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • SMF3 Executive Director (since 13 Feb 2023)
• Raymond Flannery

  IRN RXF01249

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Responsible for Insurance Distribution (since 20 Jun 2025)
  • Responsibility for MCD Intermediation (since 20 Jun 2025)
  • SMF16 Compliance Oversight (since 7 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
  • [FCA CF] Manager of certification employee (since 8 Dec 2023)
  • [FCA CF] Client dealing (since 8 Dec 2023)
• Vikas Sharma

  IRN VXS01099

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Apr 2025)
  • [PRA CF] Key function holder (9 Dec 2019 to 9 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2025)
  • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
  • CF1 Director (1 Dec 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2015 to 30 Sep 2018)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)

No changes recorded yet.