Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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F3 Wealth Management Limited
FRN 705758
- 11. Pension transfer specialist
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 20 Dec 2024)
- [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
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BLUE SKY FINANCIAL GROUP LIMITED
FRN 827075
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
- [FCA CF] Client dealing (since 20 Dec 2024)
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- [FCA CF] Client dealing (7 Dec 2020 to 6 Dec 2024)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 6 Dec 2024)
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- CF30 Customer (22 Jun 2018 to 21 Feb 2020)
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- (408)Employed By (22 Jun 2018 to 21 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
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