Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
    • SMF3 Executive Director (since 13 Feb 2023)
  • BLUE SKY FINANCIAL GROUP LIMITED (no longer approved here)

    FRN 827075

    • SMF3 Executive Director (5 Jan 2021 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 May 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 May 2023)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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