Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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F3 Wealth Management Limited
FRN 705758
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
- SMF3 Executive Director (since 13 Feb 2023)
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- SMF3 Executive Director (5 Jan 2021 to 2 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 May 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 1 May 2023)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.