Raymond Flannery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • F3 Wealth Management Limited

    FRN 705758

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Responsibility for MCD Intermediation (since 20 Jun 2025)
    • Responsible for Insurance Distribution (since 20 Jun 2025)
    • SMF16 Compliance Oversight (since 7 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Apr 2025)
    • [FCA CF] Manager of certification employee (since 8 Dec 2023)
    • [FCA CF] Client dealing (since 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2023)
  • BLUE SKY FINANCIAL GROUP LIMITED

    FRN 827075

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Sep 2019)
    • Responsibility for MCD Intermediation (since 2 Sep 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 17 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Dec 2022)
    • CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2019 to 8 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Brownhill Financial Planning Limited (no longer approved here)

    FRN 595109

    • Employed By (22 Sep 2015 to 8 Dec 2019)

Recent activity

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