Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
F3 Wealth Management Limited
FRN 705758
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 21 Aug 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
- CF1 Director (AR) (15 May 2019 to 31 Jan 2022)
- CF30 Customer (15 May 2019 to 31 Jan 2022)
-
- Employed By (15 May 2019 to 31 Jan 2022)
-
- Employed By (16 Dec 2011 to 10 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.