Jeremy Ken Marsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Goal Attainment Limited

    FRN 627917

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (29 Mar 2021 to 7 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2024)
    • CF1 Director (1 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Dec 2014 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (20 Dec 2021 to 27 Apr 2022)
    • [FCA CF] Client dealing (20 Dec 2021 to 27 Apr 2022)
  • Butlers Wharf Independent Advisers Ltd (no longer approved here)

    FRN 228451

    • Employed By (26 Feb 2014 to 18 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

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