Amit Nakum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Goal Attainment Limited

    FRN 627917

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 21 Aug 2024)
    • SMF16 Compliance Oversight (since 13 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2024)
    • Responsibility for MCD Intermediation (since 13 Jan 2024)
    • Responsible for Insurance Distribution (since 13 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 12 Feb 2024)
  • Evolution FS Ltd (no longer approved here)

    FRN 597303

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 28 Feb 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF22 Investment Adviser (Trainee) (28 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.