Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 28 May 2021)
- [FCA CF] Functions requiring qualifications (since 28 May 2021)
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- [FCA CF] Client dealing (7 Dec 2020 to 16 Apr 2021)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 16 Apr 2021)
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- CF30 Customer (7 Aug 2017 to 19 Mar 2018)
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- (4)Employed By (7 Aug 2017 to 19 Mar 2018)
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- (4)Employed By (13 May 2016 to 5 Jul 2016)
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- CF30 Customer (13 May 2016 to 5 Jul 2016)
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- CF30 Customer (22 Oct 2014 to 1 May 2016)
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- CF22 Investment Adviser (Trainee) (15 Nov 2005 to 1 Jan 2006)
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- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
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- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at H & D Financial Planning Limited
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controlled function added: (4)Employed By at H & D Financial Planning Limited