INVICTA FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Penelope House

  Westerhill Road

  Coxheath

  Kent

  ME17 4DH

  UNITED KINGDOM

  Phone

  +441892725115

  Web

  https://www.invicta-group.co.uk

• Complaints Contact

  Penelope House

  Westerhill Road

  Coxheath

  Kent

  ME17 4DH

  UNITED KINGDOM

  Phone

  +441892725115

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Andrew Colin Griffin

  IRN ACG01135

  • CF30 Customer (19 Jun 2018 to 19 Sep 2018)
• Antonino Comparetto

  IRN AXC01488

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jul 2016 to 13 Jan 2020)
• David Brett

  IRN DXB02235

  • CF30 Customer (27 Jan 2014 to 19 Jan 2016)
• Edmund Clark

  IRN EXC00015

  • CF30 Customer (20 Feb 2019 to 18 Oct 2019)
• Gavin Homme Josephs

  IRN GXJ00042

  • CF30 Customer (13 May 2016 to 5 Jul 2016)
• Grant Douglas Larking

  IRN GDL00017

  • CF30 Customer (30 Oct 2014 to 29 Jul 2015)
• Hamish Roderick Ogilvie

  IRN HRO00001

  • CF30 Customer (28 Jul 2014 to 4 Jun 2015)
• Janice Hook

  IRN JXH01414

  • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Dec 2020)
  • CF4 Partner (AR) (14 Apr 2014 to 18 Oct 2019)
  • CF30 Customer (1 Jul 2013 to 18 Oct 2019)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2013 to 28 Jan 2014)
  • CF10 Compliance Oversight (1 Jul 2013 to 21 Aug 2017)
  • CF1 Director (1 Jul 2013 to 8 Dec 2019)
• Jeremy Scott Fredric Cornford

  IRN JSC01198

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
• Julian Kim Monroe

  IRN JKM01062

  • CF30 Customer (6 Jan 2014 to 4 Nov 2015)

• Invicta Financial Planning LLP

  FRN 574907 · Appointed 12 Dec 2013

• Invicta Insurance Partners LLP (no longer appointed)

  FRN 922782 · Appointed 16 Mar 2020 · Until 11 Dec 2023

• Invicta Commercial Finance Limited (no longer appointed)

  FRN 766831 · Appointed 9 Dec 2016 · Until 27 Feb 2020

• Invicta Mortgage Services LLP (no longer appointed)

  FRN 742474 · Appointed 31 Mar 2016 · Until 11 Dec 2023

No changes recorded yet.