INVICTA FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Penelope House

  Westerhill Road

  Coxheath

  Kent

  ME17 4DH

  UNITED KINGDOM

  Phone

  +441892725115

  Web

  https://www.invicta-group.co.uk

• Complaints Contact

  Penelope House

  Westerhill Road

  Coxheath

  Kent

  ME17 4DH

  UNITED KINGDOM

  Phone

  +441892725115

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Luis Christian Thomas

  IRN LXT08221

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
  • [FCA CF] Client dealing (since 28 Mar 2022)
• Lyn Diana Patricia Cooke

  IRN LDC01017

  • CF30 Customer (7 Apr 2016 to 22 Jun 2018)
• Margarita Miles

  IRN MXM02301

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
  • [FCA CF] Client dealing (since 3 Jun 2024)
• Mark Francis Silvester

  IRN MFS00008

  • Responsible for Insurance Distribution (19 Apr 2021 to 27 Nov 2023)
  • Responsibility for MCD Intermediation (19 Apr 2021 to 27 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Nov 2023)
  • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2023)
  • CF1 Director (21 Aug 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Aug 2017 to 8 Dec 2019)
• Maurizio Alfieri

  IRN MXA01745

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF4 Partner (AR) (since 12 Feb 2024)
  • Responsibility for MCD Intermediation (since 5 Jan 2024)
  • SMF16 Compliance Oversight (since 5 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Mar 2021)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (since 7 Jan 2014)
  • Responsible for Insurance Mediation (28 Feb 2014 to 30 Sep 2018)
  • CF1 Director (7 Jan 2014 to 8 Dec 2019)
• Ozgur Akinci

  IRN OXA01229

  • CF30 Customer (21 Nov 2018 to 12 Aug 2019)
• Patrick Graham Cann

  IRN PGC01066

  • CF30 Customer (7 Aug 2014 to 4 Jun 2015)
• Paul David Betts

  IRN PDB01132

  • CF30 Customer (3 Sep 2014 to 9 Mar 2018)
• Philip Anthony Hall

  IRN PAH00108

  • CF30 Customer (6 Jan 2014 to 5 Jun 2015)
• Philip Gillett

  IRN PDG01065

  • [FCA CF] Client dealing (3 Mar 2023 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 30 Jun 2023)

• Invicta Financial Planning LLP

  FRN 574907 · Appointed 12 Dec 2013

• Invicta Insurance Partners LLP (no longer appointed)

  FRN 922782 · Appointed 16 Mar 2020 · Until 11 Dec 2023

• Invicta Commercial Finance Limited (no longer appointed)

  FRN 766831 · Appointed 9 Dec 2016 · Until 27 Feb 2020

• Invicta Mortgage Services LLP (no longer appointed)

  FRN 742474 · Appointed 31 Mar 2016 · Until 11 Dec 2023

No changes recorded yet.