Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • Responsibility for MCD Intermediation (19 Apr 2021 to 27 Nov 2023)
    • Responsible for Insurance Distribution (19 Apr 2021 to 27 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2023)
    • CF10 Compliance Oversight (21 Aug 2017 to 8 Dec 2019)
    • CF1 Director (21 Aug 2017 to 8 Dec 2019)
  • Invicta Wealth Management Consultants Ltd (no longer approved here)

    FRN 218475

    • (6)Employed By (18 Feb 2005 to 5 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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