Luis Christian Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVICTA FINANCIAL SERVICES LIMITED

    FRN 587095

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2022)
    • [FCA CF] Client dealing (since 28 Mar 2022)
  • PTK Ltd

    FRN 754672

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2021)
    • CF30 Customer (15 Nov 2018 to 5 Feb 2021)
  • HUB Pension Consulting Ltd (no longer approved here)

    FRN 589976

    • Employed By (15 Nov 2018 to 5 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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