Grant Douglas Larking

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Compendium Wealth LLP

    FRN 946945

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jun 2021)
    • Responsible for Insurance Distribution (since 14 Jun 2021)
    • SMF16 Compliance Oversight (since 14 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jun 2021)
    • SMF27 Partner (since 14 Jun 2021)
    • [FCA CF] Client dealing (since 14 Jun 2021)
  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • CF30 Customer (30 Oct 2014 to 29 Jul 2015)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (22 Feb 2012 to 29 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (635)Employed By (22 Feb 2012 to 29 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 29 Mar 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (9 Nov 2004 to 7 Dec 2005)
    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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