Janice Hook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVICTA FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 587095

    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Dec 2020)
    • CF4 Partner (AR) (14 Apr 2014 to 18 Oct 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 28 Jan 2014)
    • CF10 Compliance Oversight (1 Jul 2013 to 21 Aug 2017)
    • CF30 Customer (1 Jul 2013 to 18 Oct 2019)
  • Invicta Financial Planning LLP (no longer approved here)

    FRN 574907

    • (10)Employed By (14 Apr 2014 to 18 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.